There’s a big miscommunication that has crept into the discussion about how novels should begin. Agents, editors, and authors often tell new writers (and each other) to “begin with action.” As writers trying to grab the attention of a reader, we often take that advice and make it bigger, thinking that “hooking” a reader is as simple as giving the reader “more” action or “more explosive” action.
Your opening has to:
- Set the setting of your story, the environment, time, place, mood, and atmosphere
- Introduce the main characters in the story–the protagonist and antagonist at the very least
- Show the routine of the pre-conflict situation, including any backstory that is necessary for the reader to know
- Hint at the protagonist’s inner journey–the hidden need, the lack, or thing she’s missing.
- Set the protagonist’s outer journey in motion–the goal that the conflict is going to force her to achieve and the problems that she is going to have to overcome.
Start by thinking not of the story, but of the character.
- Luke’s inner journey requires him to overcome the inner demons and selfishness, the Dark Side, that his own father couldn’t overcome and that turned his father into Darth Vader
- Luke’s outer journey forces him to overcome the Empire and Darth Vader himself.
Show the Story Question, the Main Problem, Right Away
By the time we meet Luke, we know that there are big problems afoot. Those problems take us to our hero, Luke, via the two droids and a snippet of a broken but clearly desperate message from Lea that needs to be delivered. The droids ultimately lead Luke to Obi-Wan Kenobi, who then sets him on the path of the real adventure of his outer journey. But by the time that Luke knows what that journey will be, we have already seen his longing for adventure, the basics of his inner journey. He doesn’t want to stay with his aunt and uncle on their farm, no matter how much they need him. He wants to go learn to be a fighter pilot.
Not only does this beginning let us see how Luke struggles between the call to adventure and personal glory versus duty, but we also get a hint, via a conversation between his aunt and uncle, that things have not ended well with Luke’s father and that he shows the same character traits that led to that end. Via the droids, Luke’s outer journey crash lands into his life in a way that precipitates his inner conflict and points toward his inner journey. The lure of Lea’s message is the call of adventure. He can’t stop thinking about it, but though he speculates that Obi-Wan may be old Ben Kenobe, there’s nothing clear for him to do until R2-D2 sneaks off from the farm to go find Obi-Wan. Luke follows him and is captured by Sandpeople and then saved by Ben, who does indeed turn out to be Obi-Wan. Even when everything is explained to Luke and he is offered the chance to join Obi-Wan in delivering the Death Star plans to the rebels and to learn the ways of the Force, Luke is able to decline. When, however, he returns to the farm, he finds his aunt and uncle murdered by Imperial troopers who have been searching for R2-D2 and C3-PO. Now, finally, with his home gone, there is no turning back and our reluctant hero has no choice but to join the rebels.
Think of how many different choices could have been made with that opening. How would the story have been different if it had started with Luke finding the message in the R2 unit and had simply gone haring off to find Ben Kenobe on the off chance that he was Obi-Wan? We wouldn’t have known the story question. Or at least, it would have been a different story question.
Getting to the Perfect Starting Place
Often, when I begin a new story, I start with an image or a snippet of story that I want to explore. I don’t yet know my characters or what they need. I start with one small problem, and I resolve that only to encounter the next problem, or I don’t resolve it and make it a bigger problem, and I keep going that way until I reach the end where the problem really is resolved. But this works well for the story only if I stumble on the right opening image right away. It also means that I have to identify my turning points later so that I can tweak the pacing. That’s perfectly viable, but speaking personally, it means that I end up rewriting the opening many times.
George Lukas didn’t begin Star Wars on the farm weeks before the adventure comes to Luke. He began with the big picture problem, then carried that problem to Luke when his uncle bought the droids and Luke, on cleaning R2-D2, discovered the fragment of message.
Where, When, and How is Change Introduced?
In your own story, therefore, think of the point where change is introduced. What’s new on the farm? Luke’s uncle buys the droids. That’s where Luke’s story begins. But even before that, what’s different with the rebels? They’ve got the plans for the Death Star, but Darth Vader is after them. Lea puts the plans in the droid and launches them into space. Change meets change. More than that. Change causes change.
What I look for when choosing the right moment to start a story is the moment where, when, and how my main character will encounter something that will show the conflict she faces internally and also show the problem that she must overcome.
- What is the opening image that will stick in the reader’s mind?
- What is the opening mood?
- What is the opening tone?
- What is the opening conflict?
- What is the protagonist’s outer desire?
- What is the protagonist’s hidden need that she will fill at the end of the book or series?
- How does the protagonist demonstrate that she doesn’t really understand the problem?
- What is the central theme of the book and how does it relate to the opening scene?
- Who is the antagonist?
- How is the antag introduced or foreshadowed?
- If the antag is only foreshadowed, is there a main minion who appears? Is this main minion a recurring character central to the overall plot?
- Prior to the opening, what internal and external forces have been at work to make the protag suffer?
- How are these tied to the protag’s hidden need?
What About You?
About the Author
Martina Boone is the award-winning author of Compulsion and the romantic Southern Gothic Heirs of Watson Island trilogy for young adults from Simon & Schuster, Simon Pulse as well as the Celtic Legends series for adult readers beginning with Lake of Destiny. She is the founder of the First Five Pages Workshop and AdventuresInYAPublishing.com, a three-time Writer’s Digest 101 Best Websites for Writers Site as well as YASeriesInsiders.com, a site dedicated to encouraging literacy and reader engagement through a celebration of series literature. She’s on the Board of the Literacy Council of Northern Virginia and runs the CompulsionForReading.com program to distribute books to underfunded schools and libraries.